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Our UBS Yes Strategy Lawyers Score a Big Win On September 15, 2021, our firm succeeded in securing a $358,000 arbitration award on behalf of a UBS yield enhancement strategy (YES) investor. The three-member arbitration panel also ordered UBS to pay more than 90 percent of the fees incurred for […]
Author: Zamansky LLC
The U.S. Securities and Exchange Commission (SEC) recently issued an Investor Alert warning of digital asset and “crypto” investment scams. According to the SEC, “Fraudsters continue to exploit the rising popularity of digital assets to lure retail investors into scams, often leading to devastating losses.” If you believe that you […]
Excessive trading is a very real concern for investors who work with stockbrokers and investment advisors. Engaging in excessive trading allows brokers and advisors to rack up substantial commissions—and they are able to earn these commissions regardless of the performance of their clients’ portfolios. As a result, brokers and advisors […]
Securities fraud is a major concern for investors in the United States. From corporate disclosure violations to unregistered offerings and broker-dealer conflicts of interest, many types of securities fraud lead to substantial investor losses. If you have information about securities fraud, or if you believe that you may be a […]
The law firm is investigating potential legal claims for investors who purchased shares of the LJM Growth and Preservation Fund (LJM) through Cambridge Investment Research, and then suffered losses when LJM collapsed. Recently, the Financial Industry Regulatory Authority (FINRA) reached a regulatory settlement with Cambridge Investment Research in which the […]
When choosing an advisor to help plot your financial future, it is important to make an informed decision. While many financial advisors are extremely good at what they do, others are not; and, unfortunately, there are also many advisors (or “advisors”) who make their money by taking advantage of unsuspecting […]
We are investigating potential legal claims on behalf of investors who purchased L Bonds of GWG Holdings Inc. (GWGH). GWGH issued $1 billion L Bonds to investors with maturities of two to seven years to finance its purchase of life insurance policies. Recently, these L Bonds defaulted in paying interest, […]
Many investors in the U.S. who have been riding the wave of the Chinese stock craze have now seen the wave come crashing down. As reported by The Wall Street Journal, government crackdowns in the country “have wiped some $400 billion off the value of U.S.-listed Chinese companies,” and at […]
Chinese company stocks listed on U.S. exchanges are among the latest crazes in retail investing. Many investors have poured money into these stocks as a result of some commentators recommending them as “value” buys. However, investing in foreign companies presents unique risks—and this is a lesson that many investors are […]
Zamansky LLC is pleased to announce that after years of litigation, U.S. District Judge Colleen McMahon of the Southern District of New York recently approved a $4.7 million settlement for the class of IBM workers in the case of Jander v. Retirement Plans Committee of IBM. Partner Samuel Bonderoff represented […]