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Evergrande, the Chinese real estate developer that has become the poster child for high-risk overseas investing, narrowly escaped default in mid-October by securing $83.5 million to make a last-minute interest payment. However, this has done little to alleviate concerns in the market, as the firm still has more than $350 […]
Our securities litigation law firm is investigating potential claims against Philip R. Corvia and his former brokerage firm, Henley & Company LLC, related to allegations that Mr. Corvia defrauded his clients through a Ponzi scheme. Mr. Corvia, who passed away in August 2021, was a registered representative of Henley & […]
Investment fraud attorney Jake Zamansky and the team at Zamansky LLC are investigating potential legal claims for investors who were victims of an alleged Ponzi scheme run by Philip R. Corvia and Jefferson Resources Inc. in Shoreham, New York. Mr. Corvia, who died on August 12, 2021, was a registered […]
Investment fraud attorney Jake Zamansky and his team at Zamansky LLC are investigating potential legal claims for investors of CION Investment Corporation (NYSE) against broker-dealers and investment firms that recommended and sold the stock. CION is a business development company (BDC) that focuses on providing loans to middle-market companies. On […]
Stockbrokers and investment advisors can (and should) make decisions based on the best information available, but they cannot predict how the market will perform. As a result, sometimes, they will provide bad advice. But, when does bad investment advice amount to investment fraud? FINRA attorney Jake Zamansky explains: Unsuitability of […]
As recently reported by Bloomberg and other media outlets, Chinese real estate development company Evergrande is on the verge of possibly defaulting on $300 billion in debt this week. If Evergrande defaults, this could trigger substantial losses for individual investors. Did Investment Banks Wait Too Long to Take Action on […]
Our UBS Yes Strategy Lawyers Score a Big Win On September 15, 2021, our firm succeeded in securing a $358,000 arbitration award on behalf of a UBS yield enhancement strategy (YES) investor. The three-member arbitration panel also ordered UBS to pay more than 90 percent of the fees incurred for […]
The U.S. Securities and Exchange Commission (SEC) recently issued an Investor Alert warning of digital asset and “crypto” investment scams. According to the SEC, “Fraudsters continue to exploit the rising popularity of digital assets to lure retail investors into scams, often leading to devastating losses.” If you believe that you […]
Excessive trading is a very real concern for investors who work with stockbrokers and investment advisors. Engaging in excessive trading allows brokers and advisors to rack up substantial commissions—and they are able to earn these commissions regardless of the performance of their clients’ portfolios. As a result, brokers and advisors […]
Securities fraud is a major concern for investors in the United States. From corporate disclosure violations to unregistered offerings and broker-dealer conflicts of interest, many types of securities fraud lead to substantial investor losses. If you have information about securities fraud, or if you believe that you may be a […]