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Our firm is investigating potential investment fraud claims by customers of former UBS and Stifel Nicolaus Financial LLC financial advisor Robert Earle Turner Jr. in Waco, Texas. Mr. Turner was employed by UBS Financial Services Inc. from March 1996 through October 2021, then employed by Stifel Nicolaus & Co, Inc. […]
Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Todd Anthony Cirella in Woodbury, New York. In January 2013, Mr. Cirella agreed to an Acceptance, Waiver and Consent (AWC) with FINRA the Financial Industry Regulatory Authority, which suspended him from […]
In December 2022, Insight Securities Inc. (“Insight Securities”) in Highland Park, Illinois, agreed to a censure and fine of $25,000 in a regulatory settlement with FINRA, the Financial Industry Regulatory Authority. This disciplinary action was the result of FINRA’s allegations that Insight Securities, from March 2017 and June 2020, failed […]
Our firm is investigating potential investment fraud claims by customers of former Laidlaw & Co. Ltd. (“Laidlaw”) financial advisor Edward Scott Short in Melville, New York. Mr. Scott’s registration with Laidlaw terminated in October 2022. In January 2013, Mr. Short agreed to an Acceptance, Waiver and Consent (AWC) with FINRA […]
Our firm is investigating potential investment fraud claims by customers of former LPL Financial LLC financial advisor John Nicholas Matson in Manhattan Beach, California. In December 2022, Mr. Matson was barred from the Securities Industry by FINRA, the Financial Industry Regulatory Authority, for refusing to cooperate with their regulatory investigation. […]
Our firm is investigating potential investment fraud claims by customers of former Morgan Stanley financial advisor Darryl Cohen of Westlake Village, California. In March 2023, Mr. Cohen was arrested and charged with three counts of fraud for allegedly defrauding multiple current and former NBA players, including Jrue Holiday, Chandler Parsons […]
Investment Fraud Lawyer Jake Zamansky Shares Intel on Hedge Fund Investments Welcome to the Investment Fraud Lawyer Speaks a podcast by Zamansky Law Firm founded by Jake Zamansky, one of the top security lawyers in the country. Listen along as we shed light on investment scams, negligence, and share how […]
The U.S. Securities and Exchange Commission (SEC) recently issued an Investor Alert warning of the fraud risks associated with self-directed IRAs. Unlike a more-traditional IRAs, self-directed IRAs allow retirement investors to make their own decisions about how to invest their life savings. As the SEC notes, “[c]ustodians for self-directed IRAs […]
Sometimes, brokers get it wrong. They do their research, review their client’s portfolio and investment objectives, and make informed investment recommendations that lead to investment losses. This happens, and it reflects the fact that no one can predict the market with absolute certainty. But, sometimes, a broker’s bad investment advice […]
Investment Fraud Lawyer, Jake Zamanky, Outlines What the Recent Bank Failures Mean for the Industry, Inflation, and Your Investments 00:01 Welcome to The Investment Fraud Lawyer Speaks a podcast by Zamansky Law Firm founded by Jake Zamansky one of the top security lawyers in the country. Listen along as we […]